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Does Cigarette Smoking Cause
Stress?
Andy C. Parrott
University of East London
Abstract
Smokers often report that cigarettes help relieve feelings of
stress. However, the stress levels of adult smokers are slightly
higher than those of nonsmokers, adolescent smokers report
increasing levels of stress as they develop regular patterns of
smoking, and smoking cessation leads to reduced stress. Far from
acting as an aid for mood control, nicotine dependency seems to
exacerbate stress. This is confirmed in the daily mood patterns
described by smokers, with normal moods during smoking and
worsening moods between cigarettes. Thus, the apparent relaxant
effect of smoking only reflects the reversal of the tension and
irritability that develop during nicotine depletion. Dependent
smokers need nicotine to remain feeling normal. The message that
tobacco use does not alleviate stress but actually increases it
needs to be far more widely known. It could help those adult
smokers who wish to quit and might prevent some schoolchildren
from starting.
Correspondence may be addressed to Andy C.
Parrott, Department of Psychology, University of East London,
London, Great Britain, E15 4LZ. Electronic mail may be sent to andy2@uel.ac.uk
The relationship between tobacco smoking and stress
has long been an area for controversy. The basic conundrum is that
although adult smokers state that cigarettes help them feel relaxed,
in a paradoxical fashion they also report feeling slightly more
stressed than nonsmokers. This positive association between smoking
and stress is also evident in adolescent smokers, who report
increasing levels of stress as they develop regular patterns of
smoking. Furthermore, when smokers manage to quit smoking, they
gradually become less stressed over time. Why do smokers believe
that cigarettes help relieve stress, when the empirical evidence
shows that tobacco dependency is associated with heightened stress?
The aim of this article is to review the empirical evidence on the
smoking—stress relationship, first in adult smokers, then in
novice adolescent smokers, and last during smoking cessation.
Finally, an explanatory model for the smoking—stress relationship
is proposed, based on the concept of nicotine dependency as a direct
cause of stress.
Smoking and
Stress in Adult Regular Smokers
The majority of smokers report feeling more relaxed
when they smoke a cigarette and state that mood control is an
important reason for smoking cigarettes. Ikard,
Green, and Horn (1969) found that 80% of smokers agreed with
statements indicating that cigarette smoking was
"relaxing" or "pleasurable." In questionnaire
surveys, most smokers respond positively to statements such as
"Smoking relaxes me when I am upset or nervous,"
"Smoking calms me down," and "I am not contented for
long unless I am smoking a cigarette" (Ikard et
al., 1969; Russell, Peto, & Pavel, 1974; Speilberger,
1986; Tomkins, 1968 ). These findings suggest
that smoking aids mood control: "Cigarette smoking is a mood
modifier for smokers, calming and reducing the smokers' feelings of
anxiety and anger" (Warburton, 1992, p. 57).
However, regular smokers also report adverse moods when they have
not smoked recently, with feelings of stress and irritability
building up during periods of nicotine abstinence (Hughes,
Higgins, & Hatsukami, 1990 ; Parrott, Garnham,
Wesnes, & Pincock, 1996 ; Office of the U.S.
Surgeon General, 1988 ). The positive mood changes experienced
during smoking may therefore reflect instead the simple reversal of
these unpleasant abstinence effects: "Smoking doesn't make the
smoker less irritable or vulnerable to annoyance, not smoking or
insufficient nicotine makes him more vulnerable" (Schachter,
1978 , p. 210).
When smokers are asked about their moods over the day, they
typically report a pattern of repetitive mood fluctuations, with
normal moods during smoke inhalation followed by periods of
increasing stress between cigarettes (O'Neill &
Parrott, 1992 ; Parrott, 1994a , 1994b
). These mood fluctuations also tend to be strongest in the most
dependent smokers, who also report mood control is a core reason for
their smoking (Parrott, 1994b ). However,
smokers' stress levels tend to be similar to nonsmokers' only when
they have just smoked and become worse during periods of nicotine
abstinence (Parrott & Garnham, 1998 ).
Moreover, when nicotine-deprived and nondeprived smokers were
allowed to smoke a single cigarette, mood improvements occurred only
in the deprived smokers, who were already suffering from poor moods.
When nondeprived smokers had a cigarette, their self-rated stress
levels were hardly affected by smoking; rather, they remained at
normal or average levels very similar to those of nonsmokers (Parrott
& Garnham, 1998 ). This shows that the apparent mood
benefits of smoking only reflect a process of mood normalization:
the simple reversal of the tension and irritability that build up
during nicotine abstinence (Schachter, 1978 ).
Regular smokers, therefore, experience periods of heightened
stress between cigarettes, and smoking briefly restores their stress
levels to normal. However, soon they need another cigarette to
forestall abstinence symptoms from developing again. The repeated
occurrence of negative moods between cigarettes means that smokers
tend to experience slightly above-average levels of daily stress.
Thus, nicotine dependency seems to be a direct cause of stress.
Various surveys have shown that smokers report slightly higher
levels of daily stress than do nonsmokers. In the U.K. Health and
Lifestyle Survey of 9,003 participants, significantly more smokers
than nonsmokers reported feeling constantly under stress and strain
(Warburton, Revell, & Thompson, 1991 ). In a
survey of male shift workers, the cigarette smokers reported
significantly higher levels of self-rated stress than did the
nonsmokers during both day and night shifts (Jones
& Parrott, 1997 ). West (1992 , p. 166)
has similarly noted, "Against the anxiety reduction theory, is
the finding that smokers do not present as less anxious than
non-smokers. Indeed, in surveys they emerge as significantly more
anxious overall."
Smoking
Initiation and Stress During Adolescence
If nicotine dependency leads to heightened stress, then novice
smokers should report increasing stress as they develop regular
patterns of smoking. The empirical evidence is consistent with this
model. In a cross-sectional survey of 1,684 Canadian schoolchildren,
the regular and heavy smokers reported significantly higher stress
(nervousness, anxiety, worry) than did similarly aged nonsmokers (Mitic,
McGuire, & Neumann, 1985 ). When adolescents in British
schools were surveyed, the lowest levels of self-rated stress were
found with the nonsmokers, comparatively greater stress was noted by
occasional smokers, and the highest levels of self-rated stress
emerged from the regular smokers (Lloyd & Lucas,
1997 ). When American adolescents were asked to retrospectively
describe their changes in smoking behavior and feeling states over
the previous two years, an increase in affective distress
accompanied the move from experimental to more regular smoking (Hirschman,
Leventhal, & Glynn, 1984 ). In a two-year prospective study,
stress levels increased in schoolchildren who became more frequent
smokers (Wills, 1986 ). When female
schoolchildren were asked about their moods during smoking, the
regular smokers reported that they felt calmer when actually smoking
but suffered abstinence symptoms without their cigarettes. The
authors concluded that the apparent mood benefits of smoking only
reflected the relief of withdrawal symptoms. Moreover, nicotine
dependency was evident even among the youngest smokers: "The
relationship between feeling calmer when smoking and reports of
aversive symptoms when attempting to give up was evident even among
those in their first year of smoking" (McNeill,
1991 , p. 591).
Smoking
Cessation and Stress
If smoking does lead to increased stress, then quitting should
reduce stress. Again, this has been empirically confirmed in a
number of studies. In a review of cross-sectional studies in this
area, the U.S. Surgeon General concluded that former smokers were
found to be less stressed than current smokers in some studies,
whereas in other studies the two groups did not differ
significantly; however, not a single study found former smokers to
be more stressed than continuing smokers (Davis, 1990 ,
pp. 533—541). Longitudinal or prospective research designs are
more powerful than cross-sectional studies; they generally
demonstrate a pattern of poor moods for the first few weeks after
cessation, followed by mood improvements in the longer term. Hughes
(1992) found increased anger, anxiety, and restlessness in the
first few days after quitting. By the 14-day session, the group
average mood scores had returned to baseline; at subsequent
sessions, these moods gradually improved over those found at
baseline. Cohen and Lichtenstein (1990) monitored
smokers who were attempting to quit unaided. Over the six-month
period, each volunteer regularly completed the Perceived Stress
Scale, at which time their current smoking status was also noted.
Those smokers who failed to quit reported unchanging levels of high
stress at every session. In contrast, those former smokers who
completely abstained for the six-month period reported a steady
decrease in stress over time. Crucially, the successful and
unsuccessful quitters reported similar stress levels at baseline;
thus, it was not just the less stressed smokers who managed to quit.
Other longitudinal studies have confirmed that quitting leads to a
significant reduction in self-reported stress. Parrott
(1995) found a slight reduction in stress levels three months
postcessation, followed by a further lowering of stress six months
after quitting. Carey, Kalra, Carey, Halperin, and
Richards (1993) noted a significant reduction in self-rated
stress in Australians who successfully quit smoking. West
and Hajek (1997 , p. 1589) similarly found that quitting
resulted in significantly lower state anxiety scores: "Giving
up smoking is quite rapidly followed by a reduction in anxiety that
may reflect removal of an anxiolytic agent, nicotine." However,
one prospective study (Gilbert et al., 1998 )
failed to find mood improvements after quitting; instead, their
"former" smokers reported mood decrements during the month
after quitting. However, abstinence was not biochemically confirmed,
and their volunteers were allowed to smoke a few cigarettes and
still be counted as quitters. Overall, therefore, Gilbert
et al. (1998) cannot be seen as a true cessation study. It is
crucial that abstinence is total,because any smoking relapse will
probably reestablish nicotine dependency as a problem (Parrott,
1995 ; West & Hajek, 1997 ); merely
cutting down will probably lead to increased stress.
Traditional
Explanations for the Smoking—Stress Relationship
The traditional explanation for the smoking—stress relationship
is that smoking relieves stress. The smoker feels relaxed when
smoking and tense without nicotine; thus, their tobacco and
cigarettes are seen as helping them cope with the stresses and
strains of everyday life (Warburton, 1992 ).
Certainly the positive association between smoke inhalation and
stress relief is so strong that few smokers question it.
Schoolchildren in the mid-1990s gave stress control as a reason for
smoking (Lloyd & Lucas, 1997 ), just as their
parents did in earlier surveys (Ikard et al., 1969 ).
However, this raises the crucial question: Why does the smoker feel
stressed without nicotine? There seem to be two possible answers to
this. Smokers may be constitutionally neurotic. Alternatively, their
stress may be caused by nicotine dependency.
In support of the first explanation, in a number of studies
researchers have found above-average neuroticism scores in adult
smokers compared with nonsmokers, although some studies have failed
to confirm this (see Gilbert, 1995 , p. 152).
Thus, it may be suggested that nicotine helps constitutionally
anxious (i.e., neurotic) individuals cope with stress. However,
there are several problems with this notion. Most importantly, there
is no empirical evidence to support it. When tobacco-naive adults
are first administered nicotine, they report feelings of anxiety and
tension rather than relaxation (Newhouse et al., 1990
). Similarly, when adolescents take up occasional smoking, they
become more rather than less stressed, and their stress levels
increase as they become regular smokers (see the Smoking Initiation
and Stress During Adolescence section). Thus, there is no empirical
evidence that nicotine does alleviate stress. Furthermore, when
adults quit smoking, they become less stressed rather than more
stressed (see the Smoking Cessation and Stress section). Thus, there
is no evidence that smokers suffer without tobacco or nicotine
(other than during the initial brief period after quitting; Hughes,
1992 ; Parrott, 1998 ). There is also no
neurochemical rationale for predicting that nicotine should
alleviate stress, because it is a cholinergic agonist with
sympathomimetic rather than sedative properties (Davis,
1990 ; Office of the U.S. Surgeon General, 1988 ;
Parrott, 1998 ). Given that nicotine does not
alleviate stress, explanations for the (slight) positive association
between neuroticism and smoking need to be sought. One possible
explanation is that neurotic individuals develop nicotine dependency
more readily. Another is that if nicotine dependency causes stress,
then some smokers may become slightly more neurotic as they develop
regular patterns of smoking (note that these explanations are not
alternatives and may be linked).
Nicotine
Dependency: A Cause of Stress?
The model proposed here is that nicotine dependency
can cause stress. The regular smoker needs nicotine to maintain
normal moods and suffers from unpleasant feelings of irritability
and tension between cigarettes, when his or her plasma nicotine
levels are falling. Abstinence symptoms are therefore central to any
understanding of nicotine dependency, just as they are with many
other addictive drugs (e.g., heroin, cocaine). The main difference
between nicotine and these other drugs is that nicotine users feel
normal on the drug. Thus, there are few differences between smokers
replete with nicotine and nonsmokers. This means that regular
smokers need to maintain their nicotine intake in every type of
situation: at work, rest, and play. This model also explains why
smoking is most pleasurable after an extended period of abstinence
(e.g., the first cigarette of the day). Indeed, the degree of
satisfaction provided by a cigarette has been shown to be a direct
monotonic function of the duration of prior abstinence (Fant,
Schuh, & Stizer, 1995 ).
Smokers also learn that regular smoking prevents abstinence
symptoms from developing. Thus, the link between regular smoke
intake and keeping moods within normal bounds becomes strongly
conditioned over time. With around 60,000 inhalations each year, a
regular smoker soon finds smoking is a highly overlearned behavior,
which is why quitting can be so difficult. Many smokers also use
cigarettes to cope with adverse moods in stressful situations (Office
of the U.S. Surgeon General, 1988 ; Schachter,
1978 ). The indirect coping strategy of "lighting up"
under stress is reported by both adult and adolescent smokers (Lloyd
& Lucas, 1997 ; Office of the U.S. Surgeon
General, 1988 ). However, this drug-based strategy may be
counterproductive, because although the smoker may feel somewhat
relieved, it can leave the real problem unresolved (Lloyd
& Lucas, 1997 ). The frequent failure of smokers to tackle
problems directly may provide a further reason why they suffer from
more stress than do nonsmokers.
This model raises a number of practical and theoretical issues,
which need to be empirically investigated. If stress levels are
increased by smoking, what exactly is the nature of this link–is
it direct and causal or more subtle and indirect? What neurochemical
changes occur in the novice child smoker, which lead the child to
feel irritable when without nicotine? How crucial are the
ineffectual coping strategies cigarette use provides (e.g., lighting
up instead of tackling the problem); do they make the smoker less
effective at handling negative life events? Are there individual
differences (e.g., in neuroticism) that influence the development of
adverse moods during abstinence, and how crucial are these
withdrawal symptoms for explaining nicotine dependency? Shiffman
(1989 , p. 545) noted, "While dependent smokers showed
signs of acute withdrawal that were relieved by smoking, chippers
(light occasional smokers) showed no signs of withdrawal prior to
smoking, and little subjective reaction to smoking." Does the
absence of withdrawal symptoms in light or occasional smokers
explain how they manage to avoid becoming nicotine dependent?
Patterns of cigarette uptake also differ across socioeconomic group,
race, gender, and psychiatric status; is there a common factor of
susceptibility to stress in at-risk groups? Finally, what are the
effects of no-smoking policies? They may exacerbate stress in highly
dependent smokers. However, because drug use, craving, and
expectancy are strongly context dependent, the widespread adoption
of no-smoking policies could help prevent some occasional smokers
from becoming more habitual smokers.
Implications
for Health Education
The message that smoking can increase stress needs
to be more widely known. The majority of smokers recognize that
smoking is physically unhealthy but mistakenly believe it has
positive psychological functions. In particular, most smokers state
that cigarettes help relieve the feelings of stress that they seem
to experience so frequently (Lloyd & Lucas,
1997 ; Office of the U.S. Surgeon General, 1988 ).
Smokers need to become aware of why these beliefs are incorrect.
Health education packages should contain information on how smoking
can exacerbate stress, and how quitting can lead to reduced stress.
This may help many adults to stop smoking. Former smokers who have
recently quit are also in danger of relapse (Davis,
1990 ); one way to help maintain abstinence would be to inform
them that their stress levels will probably increase again if they
do relapse (Cohen & Lichtenstein, 1990 ).
Preteenage and adolescent schoolchildren also need to be taught that
not only is nicotine highly addictive but it can also increase
stress. Hopefully, this might help more youngsters withstand the
social pressures to initially try cigarettes.
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